Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence

Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence

Thomson Reuters

123 - Season 12, Episode 10: COP 29 summit and the elephant in the room
Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.
Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer.  Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.
123 - Season 12, Episode 10: COP 29 summit and the elephant in the room
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Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.
Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer.  Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.

Episodios

123-

Season 12, Episode 10: COP 29 summit and the elephant in the room

jue., 21 nov. 2024
122-

Season 12, Episode 9: A discussion on TD Bank's AML challenges and record-setting fine

jue., 14 nov. 2024
121-

Series 12, Episode 8: Consumer Duty, so far so good?

jue., 07 nov. 2024
120-

Series 12, Episode 7: Bluecrest

jue., 31 oct. 2024
119-

Season 12, Episode 6: What impact will the U.S. presidential election have on regulation? Who will win?

jue., 24 oct. 2024