123 - Season 12, Episode 10: COP 29 summit and the elephant in the room
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Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.
Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer. Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.
Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer. Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.
Episodios
123-
Season 12, Episode 10: COP 29 summit and the elephant in the room
Escuchado
122-
Season 12, Episode 9: A discussion on TD Bank's AML challenges and record-setting fine
Escuchado
121-
Series 12, Episode 8: Consumer Duty, so far so good?
Escuchado
120-
Series 12, Episode 7: Bluecrest
Escuchado
119-