Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence

Thomson Reuters

Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.
Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer. Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.

123 - Season 12, Episode 10: COP 29 summit and the elephant in the room

00:00

Episodios

jue., 21 nov. 2024

jue., 14 nov. 2024

jue., 07 nov. 2024

jue., 31 oct. 2024

jue., 24 oct. 2024

jue., 17 oct. 2024

jue., 10 oct. 2024

jue., 03 oct. 2024

jue., 26 sep. 2024

jue., 19 sep. 2024

jue., 18 jul. 2024

jue., 11 jul. 2024

jue., 04 jul. 2024

jue., 27 jun. 2024

jue., 20 jun. 2024

jue., 13 jun. 2024

jue., 06 jun. 2024

jue., 30 mayo 2024

jue., 23 mayo 2024

jue., 16 mayo 2024

jue., 21 mar. 2024

jue., 14 mar. 2024

jue., 07 mar. 2024

jue., 29 feb. 2024

jue., 22 feb. 2024

jue., 08 feb. 2024

jue., 01 feb. 2024

jue., 25 ene. 2024

jue., 18 ene. 2024

jue., 07 dic. 2023

jue., 30 nov. 2023

jue., 23 nov. 2023

jue., 16 nov. 2023

jue., 09 nov. 2023

jue., 02 nov. 2023

jue., 26 oct. 2023

jue., 19 oct. 2023

jue., 12 oct. 2023

jue., 05 oct. 2023

jue., 28 sep. 2023

jue., 20 jul. 2023

jue., 13 jul. 2023

jue., 06 jul. 2023

jue., 29 jun. 2023

jue., 22 jun. 2023

jue., 15 jun. 2023

jue., 08 jun. 2023

jue., 01 jun. 2023

jue., 25 mayo 2023

jue., 18 mayo 2023

Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence

Episodios

Season 12, Episode 10: COP 29 summit and the elephant in the room

Season 12, Episode 9: A discussion on TD Bank's AML challenges and record-setting fine

Series 12, Episode 8: Consumer Duty, so far so good?

Series 12, Episode 7: Bluecrest

Season 12, Episode 6: What impact will the U.S. presidential election have on regulation? Who will win?

Series 12, Episode 5: Luxury Sector Scrutinized for Financial Crime and Sanctions Risk

Season 12, Episode 4: Basel 3 Endgame: where do we stand?

Season 12, Episode 3: Recapping the ACAMS Las Vegas 2024 Conference with veteran AML reporter Brett Wolf

Series 12, Episode 2: Methane and the looming regulatory and reputational risks for Banks, asset owners

Series 12, Episode 1: Unpacking the UK FCA’s approach to Freedom of Information Act compliance

Series 11, Episode 10: Domestic PEPs: Compliance lessons from the UK election gambling scandal

Series 11, Episode 9: What the UK’s new Labour government might mean for financial services regulation

Series 11, Episode 8: Culture and conduct risk arising from artificial intelligence

Series 11, Episode 7: Consumer Duty - Delivering better consumer outcomes

Series 11, Episode 6: Redress: giving the proceeds of grand corruption, kleptocracy, and Chelsea FC to victims

Series 11, Episode 5: Stablecoins: fragmented regulatory approach and financial crime

Series 11, Episode 4: FCA enforcement strategy: Reducing open case numbers and that "naming and shaming" proposal

Season 11, Episode 3: Moving beyond compliance toward an 'assurance model' with ethics as cornerstone

Season 11, Episode 2: Protecting our Parents; The Alarming Increase in Elder Exploitation and Fraud

Season 11, Episode 1: Under the Finfluence: the many forms of social media financial promotions

Season 10, Episode 9: European Central Bank and EU lawmakers add to sustainability workload for compliance officers

Season 10, Episode 8: Ongoing Ukraine war, global tensions add export controls to sanctions compliance complexity

Season 10, Episode 7: International Women's Day 2024: Navigating the backlash

Season 10, Episode 6: Insider dealing lists: lessons from a conviction

Season 10, Episode 5: How Mekong region organized crime built a global cryptocurrency money laundering network

Series 10, Episode 4: Bribery and corruption outlook in the U.S. and UK for 2024

Series 10, Episode 3: See you in court! The SEC and spot bitcoin ETFs

Series 10, Episode 2: The state of sustainability regulation in the U.S. in 2024

Series 10, Episode 1: 10 things compliance officers must consider in 2024 – EU and UK

Series 9, Episode 11: Key takeaways from Week 1 of COP28 for financial firms

Season 9, Episode 10: Cross-border crypto fraud enforcement and the globalization of money laundering as a service

Season 9, Episode 9: OPBAS plus? UK professional body supervisors and AML supervision reform

Season 9, Episode 8: Hamas, terrorist financing and the U.S. response to the 7 October attack

Season 9, Episode 7: Singapore police unveils S$2.8 billion biggest money laundering ring

Series 9, Episode 6: Whistleblower protections demand scrutiny in separation and confidentiality agreements

Series 9, Episode 5: Does Australia's senior management accountability go FAR enough?

Series 9, Episode 4: The FCA and its difficulties of dealing with whistleblowing

Series 9, Episode 3: North Korea, Russia, crypto and changing attitudes to sanctions in Asia

Series 9, Episode 2: Fincen's U.S. beneficial ownership database--inching closer to transparency

Series 9, Episode 1: UK Financial Conduct Authority's enforcement arm: "all bases covered" or "highly unsatisfactory"?

Series 8, Episode 10: Artificial Intelligence in compliance: opportunities, pitfalls, and the regulatory response

Series 8, Episode 9: The UK FCA's Consumer Duty, what does it all mean?

Series 8, Episode 8: PwC in damage control following Australian tax policy "corruption" scandal

Series 8, Episode 7: U.S. bank regulators step up stress testing post-SVB

Series 8, Episode 6: Suspicious activity reports surge; 2023 filings on pace for another record

Series 8, Episode 5: The FCA's track record on whistle-blowing

Series 8, Episode 4: The case for reengineering KYC and the latest on sanctions screening challenges

Season 8, Episode 3: Navigating the Asia-Pacific cyber risk landscape

Season 8, Episode 2: The Cost of Compliance Report

Season 8, Episode 1: Santander, the Post Office and money laundering for Columbian cartels